STANLEY JAMES WILHELM at SEQUENCE FINANCIAL SPECIALISTS LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

March 4, 2023
CRD# 5915592

Disclosure #1 for STANLEY WILHELM

    • Event Date: 7/3/2004
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: 2C:39-5D UNLAWFUL POSSESSION OF A WEAPON
    • Disposition: Reduced
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed Charges: CHARGE 2C:17-3B(2) CRIMINAL MISCHIEF -4TH DEGREE
    • Disposition: Reduced
    • Amended Charges: 2C:17-3A(1)- CRIMINAL MISCHIEF WITH DAMAGE
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed

Should I file a FINRA complaint against brokers like STANLEY JAMES WILHELM?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by STANLEY JAMES WILHELM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About STANLEY JAMES WILHELM

What is STANLEY WILHELM’s Central Registration Depository (CRD) Number?

Which firm is STANLEY JAMES WILHELM associated with?


Where is STANLEY WILHELM located?

781 Meeting Street, Charleston, SC, 29403

Where can I find more details about STANLEY WILHELM’s Investment Firm?

Visit to read a detailed report for SEQUENCE FINANCIAL SPECIALISTS LLC

Are there any disclosures, allegations or complaints filed against STANLEY JAMES WILHELM?

Yes. There are disclosures, allegations, or complaints filed against STANLEY JAMES WILHELM. Click here to view all details

Where can I download a detailed FINRA report for STANLEY WILHELM?

Click here to download a detailed FINRA report for STANLEY WILHELM

Is it safe to do business with STANLEY JAMES WILHELM?

We’re not sure. Please research STANLEY WILHELM’s disclosures, allegations and complaints before taking a decision

Originally reported on November 17, 2022 @ 8:42 pm



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