Rossanna A Lopez Reinoso at SANTANDER SECURITIES LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

March 7, 2023
CRD# 6823438

Disclosure #1 for Rossanna Lopez Reinoso

    • Event Date: 9/30/2015
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: When my family and I first moved to the United States I was the only the person that was somewhat able to help my parents. But my father lost his job and my mother had a hard time finding a job because she only spoke Spanish. While trying to help my family I found myself in difficult position financially. I depended heavily on my credit cards in order for my parents, my siblings and I to get by. After a few months I was under so much pressure and my income was not enough to continue providing for my family. Finally I asked my aunt for advice because I was no longer able to make all my payments. she told me to filled for bankruptcy. Was that the best decision? No but unfortunately I did . If I knew back then what I know now I would not have done it. But I am using that experience to be better. On my credit report you will be able to see that I have never missed any of my payments or pay late. Also there are no collection notices on my credit report. Somehow I don’t regret filling for bankruptcy because that mistake has thought me so much. But most importantly filing for bankruptcy has also helped me to become more financially savvy. Also this process has helped to be more organized with my earning and I have also learned how to say to someone when they ask for financial help that I cannot afford. now that I live with my fiancu00e9 we split the house bill and from the money that he provides to me for the house I save a portion. I also created the business so that I can generate extra income. in addition, I am contributing to my 401k besides my saving account.

Should I file a FINRA complaint against brokers like Rossanna A Lopez Reinoso?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Rossanna A Lopez Reinoso’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Rossanna A Lopez Reinoso

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Where can I find more details about Rossanna Lopez Reinoso’s Investment Firm?

Visit to read a detailed report for SANTANDER SECURITIES LLC

Are there any disclosures, allegations or complaints filed against Rossanna A Lopez Reinoso?

Yes. There are disclosures, allegations, or complaints filed against Rossanna A Lopez Reinoso. Click here to view all details

Where can I download a detailed FINRA report for Rossanna Lopez Reinoso?

Click here to download a detailed FINRA report for Rossanna Lopez Reinoso

Is it safe to do business with Rossanna A Lopez Reinoso?

We’re not sure. Please research Rossanna Lopez Reinoso’s disclosures, allegations and complaints before taking a decision

Originally reported on November 17, 2022 @ 8:37 pm



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