NORMAN BRADFORD TUCKER at ROYAL ALLIANCE ASSOCIATES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

March 9, 2023
CRD# 2479384

Disclosure #1 for NORMAN TUCKER

    • Event Date: 4/9/2002
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: ALLEGE UNSUITABLE PORTFOLIO CAUSED LOSSES IN ACCOUNTS WHICH WERE OPENED IN MARCH 2000.
    • Damage Amount Requested: $226,249.00
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like NORMAN BRADFORD TUCKER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by NORMAN BRADFORD TUCKER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About NORMAN BRADFORD TUCKER

What is NORMAN TUCKER’s Central Registration Depository (CRD) Number?

Which firm is NORMAN BRADFORD TUCKER associated with?

ROYAL ALLIANCE ASSOCIATES, INC.

Where is NORMAN TUCKER located?

79200 COYOTE CREEK, LA QUINTA, CA, 92253

Where can I find more details about NORMAN TUCKER’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/23131 to read a detailed report for ROYAL ALLIANCE ASSOCIATES, INC.

Are there any disclosures, allegations or complaints filed against NORMAN BRADFORD TUCKER?

Yes. There are disclosures, allegations, or complaints filed against NORMAN BRADFORD TUCKER. Click here to view all details

Where can I download a detailed FINRA report for NORMAN TUCKER?

Click here to download a detailed FINRA report for NORMAN TUCKER

Is it safe to do business with NORMAN BRADFORD TUCKER?

We’re not sure. Please research NORMAN TUCKER’s disclosures, allegations and complaints before taking a decision




Originally reported on November 17, 2022 @ 8:32 pm

 


 

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