Garet Joseph Haynes at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

March 5, 2023
CRD# 7408542

Disclosure #1 for Garet Haynes

    • Event Date: 9/22/2016
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $28,022.03
    • Judgment/Lien Type: Civil
    • Broker Comment: Original Consent judgment amount handled through mediation: 28,022.03 Balance Remaining: approximately 9,322.00 Monthly Payment: 350.00 / monthly Remaining Monthly Payments: approximately 26 Payment Status: Current Managing Law Firm processing payments: Roosen Varchetti & Olivier PLLC Judgment stems from a private student loan from college days. Was unable to make payments at the time (circa 2013/2014) and the private student loan lender denied all hardship claims at the time. The loan fell behind too far and eventually wound up in mediation.

Should I file a FINRA complaint against brokers like Garet Joseph Haynes?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by Garet Joseph Haynes’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Garet Joseph Haynes

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Where can I find more details about Garet Haynes’s Investment Firm?

Visit to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against Garet Joseph Haynes?

Yes. There are disclosures, allegations, or complaints filed against Garet Joseph Haynes. Click here to view all details

Where can I download a detailed FINRA report for Garet Haynes?

Click here to download a detailed FINRA report for Garet Haynes

Is it safe to do business with Garet Joseph Haynes?

We’re not sure. Please research Garet Haynes’s disclosures, allegations and complaints before taking a decision

Originally reported on November 17, 2022 @ 8:41 pm



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