EMILY ROVER GRACE at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

March 7, 2023
CRD# 4403327

Disclosure #1 for EMILY GRACE

    • Event Date: 4/5/2011
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Closed-No Action
    • Disclosure Detail :: Allegations: THE CUSTOMER HAS ALLEGED THAT THE REGISTERED REPRESENTATIVE MISREPRESENTED HER ACCOUNTS’ PERFORMANCE IN RELATION TO THE S&P.
    • Arbitration Docket Number:
    • Broker Comment: THE FIRM AND THE REGISTERED REPRESENTATIVE BELIEVE THAT THE CUSTOMER’S ALLEGATION IS WITHOUT MERIT. THE CUSTOMER HAS BEEN UNRESPONSIVE TO THE FIRM’S ANSWER TO THE ALLEGATION AND THE FIRM NOW CONSIDERS THE MATTER CLOSED.

Should I file a FINRA complaint against brokers like EMILY ROVER GRACE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by EMILY ROVER GRACE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About EMILY ROVER GRACE

What is EMILY GRACE’s Central Registration Depository (CRD) Number?

Which firm is EMILY ROVER GRACE associated with?

SANFORD C. BERNSTEIN & CO., LLC

Where is EMILY GRACE located?

1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105

Where can I find more details about EMILY GRACE’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC

Are there any disclosures, allegations or complaints filed against EMILY ROVER GRACE?

Yes. There are disclosures, allegations, or complaints filed against EMILY ROVER GRACE. Click here to view all details

Where can I download a detailed FINRA report for EMILY GRACE?

Click here to download a detailed FINRA report for EMILY GRACE

Is it safe to do business with EMILY ROVER GRACE?

We’re not sure. Please research EMILY GRACE’s disclosures, allegations and complaints before taking a decision




Originally reported on November 17, 2022 @ 8:37 pm

 


 

The views and opinions expressed in these articles are those of the source BROKERAUDIT.COM and do not necessarily reflect the official position of ‘OutintheWind.com,’ which shall not be held liable for any inaccuracies presented. The information provided within this article is for general informational purposes only. While we try to keep the information up-to-date and correct, there are no representations or warranties, express or implied, about the completeness, accuracy, reliability, suitability or availability of the information in this article for any purpose.

This article is syndicated automatically through a third-party agency from BROKERAUDIT.COM.

To view the original article at BROKERAUDIT.COM, you can visit https://www.brokeraudit.com/emily-rover-grace-sanford-c-bernstein-co-llc/.

 

Article Categories:
News

Leave a Reply

Your email address will not be published. Required fields are marked *