RedFlag, Allegation and/or Complaint against CARMELO CORTES
Disclosure #1 for CARMELO CORTES
- Event Date: 2/16/1979
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: 1 FELONY COUNT OF FORGERY-DISMISSED NOT INVESTMENT RELATED 1 MISDEMEANOR COUNT OF TRESSPASS-PLEADED GUILTY/CONDITIONAL DISCHARGE NOT INVESTMENT RELATED 1 VIOLATION COUNT OF HARRASSMENT-PLEADED GUILTY $50 FINE NOT INVESTMENT RELATED
- Charge Type: FELONY
- Disposition: FORGERY-DISMISSED 5/22/79 TRESPASS-PLEAD GUILTY 5/22/79 CONDITIONAL DISCHARGE NO FINE HARASSMENT-PLEAD GUILTY 5/22/79 $50 FINE
- Broker Comment: WENT TO MY GIRLFRIENDS HIGH SCHOOL TO MEET HER. AS I WAS NOT A STUDENT THERE THEY ARRESTED ME FOR TRESPASS & HARASSMENT. I HAD MY FRIENDS WALLENT ON ME AND THEY CHARGED ME WITH A FORGERY FOR FALSE ID EVEN THOUGH I TOLD THEM WHO I WAS.
Should I file a FINRA complaint against brokers like CARMELO CORTES?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by CARMELO CORTES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
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Frequently Asked Questions About CARMELO CORTES
What is CARMELO CORTES’s Central Registration Depository (CRD) Number?
Which firm is CARMELO CORTES associated with?
PFS INVESTMENTS INC.
Where is CARMELO CORTES located?
400 BROADHOLLOW RD, FARMINGDALE, NY, 11735
Where can I find more details about CARMELO CORTES’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.
Are there any disclosures, allegations or complaints filed against CARMELO CORTES?
Where can I download a detailed FINRA report for CARMELO CORTES?
Is it safe to do business with CARMELO CORTES?
We’re not sure. Please research CARMELO CORTES’s disclosures, allegations and complaints before taking a decision
Originally reported on November 17, 2022 @ 8:33 pm
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